Iowa Bankers Insurance & Services, Inc. Iowa Bankers Mortgage Corporation
Iowa Bankers Association
8800 NW 62nd Avenue
Johnston, IA 50131
Toll-Free: 800-532-1423
Local: 515-286-4300
Fax: 515-280-4140

Event Detail

Event Description

IBA Compliance Webinar - Maintaining Compliance Focus in a Changing World

IBA’s compliance webinars are a continuing series. Brought to you by the IBA compliance staff they offer timely information, addressing key regulatory issues when you need it. The webinars keep you informed and ready for the challenges of the changing regulatory financial services environment.

Everyone will agree that 2020 has been a year of change, diverting attention away from the typical compliance topics to develop new and innovative programs to assist customers in need.  While important, compliance professionals also need to maintain their compliance focus, staying alert to potential regulatory violations.  In this session, we will discuss several common violations cited by federal prudential regulators and our own compliance review analysts.


Most common violations cited:

  • Reg. B’s spousal signature requirements and intent to apply jointly
  • Reg. H’s flood insurance purchase and force-placement requirements
  • Reg. Z’s finance charge requirements, TRID form completion, and ATR documentation
  • Fair Credit Reporting Act permissible purpose and adverse action notice requirements
  • Reg. E’s Error Resolution challenges
  • BSA issues related to CDD and Beneficial Ownership

Join us for a review of the regulatory requirements, common violations and tips for compliance management to mitigate the risks of potential violations in these areas.

Presenters

Julie Gliha, MBA, CRCM, is vice president of regulatory compliance for the Iowa Bankers Association. As a graduate of the University of Northern Iowa and the University of Phoenix, Julie earned her BA in Financial Management, holds a Masters in Business Administration, and is a graduate of the IBA Compliance School. Julie has over twenty-eight years of experience in all areas of regulatory compliance including compliance management, lending and deposit regulations, Bank Secrecy Act, OFAC, Privacy, Community Reinvestment Act, IRA administration, retail bank management, and training.

Ronette Schlatter, CRCM, is a senior compliance coordinator with the Iowa Bankers Association. Her primary responsibilities at the IBA include the coordination, writing and editing of IBA’s monthly compliance magazine, THE DISCLOSURE; providing onsite training and compliance consulting for member banks;  researching and evaluating new regulatory requirements; and responding to member banks’ compliance questions. Ronette received her BA in Business Administration from William Penn College and is a graduate of the ABA Graduate Compliance School.

 

Instructions

Webinar Details

The audio portion is delivered by phone; however, you can view a corresponding PowerPoint presentation using a computer or computer connected to an A/V projector. The program consists of 90 minutes of instruction followed by Q&A. Each registration provides connection to the webinar, materials and access to a six month replay. You may have unlimited listeners on your connection by speaker phone and computer. You will receive a confirmation, materials and instructions. If you do not receive a confirmation at least 2 days prior to the event contact Darcy Burnett at Iowa Bankers Association.

Webinar (10/06/20 10:00 - 11:30 a.m.)


Online Registration

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